IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON

ALEXIS  BLACK, BRIAN MICHAELS	           )
BARRY ADAMS  CARLA NEWBRE,                 )
JOHN JOHNSON, and SUSAN                    )
                  Plaintiffs               )
                                           )                          
        v.                                 )
                                           )Civil No. 97-1798-HA
                                           )                          
RUSSEL ARTHUR, in his official capacity    )   OPINION
as Special Agent Law Enforcement Officer of)  AND ORDER
the Forest Service  of the United States   ) 
Department of Agriculture,  JOHN           ) 
CARPENTER, in his official capacity as     ) 
Special Agent Law Enforcement Officer of   ) 
the Forest Service of the United States    ) 
Department of Agriculture; FOREST          ) 
SERVICE of the United States Department    ) 
of Agriculture,                            )
                   Defendants              )

HAGGERTY, District Judge

I

I. INTRODUCTION

Plaintiffs filed this case on December 18, 1997, challenging the U.S. Forest Service noncommercial group use regulation. On May 1l, 1998, defendants moved to dismiss all counts for failure to state a claim pursuant to Federal Rule of Civil Procedure 12(b)(a6) Upon review of the complaint and the parties' briefs this court grants defendants' motion to dismiss for the reasons set forth below.

II. BACKGROUND

The present case stems from a 1997 "Annual Rainbow Family Gathering" in the Ochoco National Forest in central Oregon. Before the gathering, a member of the Rainbow Family applied for a special use permit, but no member would sign the permit on behalf of the Rainbow Family. As a result, at the gathering Forest Service officials either cited or threatened to cite plaintiffs for violation of the noncommercial group use regulation because the special use permit was not signed. Plaintiffs allege that they intend to continue attending Rainbow Family Gatherings in the future and fear further citation or arrest based on the requirement of the noncommercial group use regulation that special use permits be signed by a representative of Rainbow Family Complaint ¶ 6-l l.

Plaintiffs is this case have attended Rainbow Family Gatherings for 15-25 years. Rainbow Family is an unincorporated, loosely-structured group of individuals gathers in undeveloped sites In National Forests to "pray for peace, discuss environmental other contemporary political and social issues, and exchange, develop express and demonstrate

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their ideas and views." Complaint ¶15. Annual gatherings have occurred in different National Forests on and around July 4 since 1972. These gatherings draw more than 20,000 participants and last for a month or more. Smaller regional gatherings take place throughout the year in National Forests across the country. Complaint ¶ 16 see also USDA, Final Rule, Land Uses Prohibitions, 60 Fed. Reg. 45,258, 45,262 (Aug. 30, 1995) ("Final Rule"),

Prior to the gatherings, Rainbow Family member "contact[] local business, civic, and community organizations . . . to prepare for the gathering help to provide for needs of gathers, help to prevent adverse impacts on the surrounding communities and help to promote understanding of gatherings on the part of the people living or working in the area," as well as meet with local resident, civic, religious, and but groups to facilitate a more friendly environment." Complaint ¶ 9, 11.

At the gatherings, participants meet in central locations to pray and discuss common interests. All services are" provided free of charge but donations are accepted. Participants camp in tents and vehicles, construct numerous pit latrines and trash areas, and provide food from a central kitchen area. Sanitation is a major concern because all activities take place in undeveloped wilderness far from electricity, waste disposal facilities, reliable water sources, and medical facilities.

After the gatherings, several Rainbow Family members remain on site to cleanup the area and return it to its natural state. Final Rule at 45,263-264. However, not all gatherings have resulted in perfect restoration. Improperly closed latrines, eroded and compacted soil, destruction of vegatation and litter have been problems at previous gatherings. Id.

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Plaintiffs in this case challenge the Forest Service regulations that govern "special uses" of National Forest System lands by noncommercial groups of 75 or more people. 36 C.F.R. ¶ 251.50, 251.51, 251.54, 251.56. 251.60, and 261.10. Special uses include any activities besides logging, mining, or grazing. 36 C.F.R. ¶251.50(a). Any person wishing to engage in a special use must first obtain a permit from the Forest Service. Any violation of the special use permitting regulation may result in a fine of up to $500 or imprisonment of up to 6 months or both 36 C.F.R. § 261.lb, 261.10(k).

"Noncommercial group use" is defined as any activity conducted on National Forest Service lands involving a group of 75 or more people, either as participants or spectators, in which (a) no entry or participation fee is charged, and (b) the primary purpose of the activity is not the sale of a good or service. 36 C.F.R. § 251.51, 251.54. To apply for a group use permit, the applicant must provide the following (1) the applicant's name and mailing address (if the applicant is an organization, the name and individual authorized to receive notice of actions regarding the application): (2) a description of the proposed activity; (3) the location and a description of the National Forest System lands and facilities the applicant desires to use (4) an estimate of the number of participants and spectators; (5) the starting and ending dates and time of the activity; and (6) the name of a person 21 years of age or older who will sign the special use authorization on behalf of the applicant. 36 C.F.R. § 251.54(E)(1) and (e)(2)(A-B).

Specifically, plaintiffs raise five claims in their complaint regarding the noncommercial group use regulation: (1) it does not apply to Rainbow Family Gatherings because the Rainbow Family does not at within the regulatory term "group" (2) it fails the First Amendment test for time, place, or manner regulations; (3) it fails the First Amendment test for prior restraints upon

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expression and religious worship; (4) it fails the First Amendment strict scrutiny test which is necessary because the Forest Service's motive for adopting the regulation was animus toward the Rainbow Family, and (5) it was promulgated in violation of the notice and comment provision of the Administrative Procedure Act ("APA"). Under claims 2, 3, and 4, plaintiffs particularly attack the constitutionality of the signature requirement. 36 C.F.R. § 251.54(e)(2)(E)

III. STANDARD

A motion to dismiss under Federal Rub of Civil Procedure 12(b)(6) for failure to state a claim for which relief can be granted is subject to a stringent standard of review. The appropriate standard for deciding to dismiss a claim is whether "it appears beyond doubt that the plaintiff[s] can prove no set of facts in support of [their] claim which would entitle [them] to relief." Gibson v. United States. 781 F.2d 1334, 1337 (9th Cir. 1986) quoting Conley v Gibson, 355 U.S. 41. 45-46 (1957). Moreover, the review is limited to the complaint use all allegations of material fact are taken as true and viewed in the light most favorable to the non-moving party. Cassettari v. Nevada County. Cal., 824 F.2d 735 737 (9th Cir. 1987). The issue. however is not whether the pleading party will ultimately prevail, but whether that party is entitled to offer evidence in support of of its claim See Scheuer v. Rhodes, 416 U.S. 232, 236 (1974).

IV. ANALYSIS

Before proceeding with the merits of the motion to dismiss, the court will address plaintiffs' request to convert this motion to dismiss into one for summary judgment. Motions to dismiss are converted to motions for summary judgment when "matters outside the pleading

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presented to and not excluded by the court." Fed. R. Civ. P. 12(b). However, there are several exceptions to that general rule. For example courts are allowed to take judicial notice of matters in the general public record, including records and reports of administrative bodies and records of prior litigation. without converting a motion to dismiss into a motion for summary judgment. Emirch v Touche Ross & Co., 846 F.2d 1190, 1198 (9th Cir. 1988); Interstate Natural Gas v. Southern California Gas Co., 209 F.2d 380. 385 (9th Cir. 1953). In this case, defendants refer to the preamble to the Final Rule (Final Rule 60 Fed. Reg. 45,258 (Aug. 30, 1995)) and documents in prior district court litigation.

Pursuant to Federal Rule of Evidence 201, this court takes judicial notice of the preamble to the Final Rule because it is the record of an administrative body that contains relevant information on the background and purpose of the challenged regulation. However, this court excludes reference to the documents from prior litigation because they are not a basis of res judicata for these parties. Because this court will consider only the complaint and matters of public record in resolving this motion to dismiss, It need not be converted to a motion for summary judgment.

A. "Group use"

The Forest Service's special use regulation does not require a permit for noncommercial use of National Forest System lands unless a "group use" is involved. 36 C.F.R. § 251.50(e)(3). "Group use" is defined as "an activity conducted on National Forest System lands that involves a "group of 75 or more people, either as participants or spectators." 36 C.F.R § 251.51.

Plaintiffs allege in their complaint that the noncommercial group use regulation does not apply to Rainbow Gatherings because the Rainbow Family is not a "group" as that term is used

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in the regulation Plaintiffs claim that this court should narowly construe the meaning of "group." The first basis for this claim is that the term "group" in the definition of' "group use" must have a meaning different than its common, broad meaning in order to have any meaning at oil. Such a broad meaning of "group" would reduce the definition to nothing more than "75 or more people, either as participants or spectators" and render the term "group" meaningless in the definiation. Therefore, plaintiffs argue that "group" mean. "something more then" a collection of 75 or more people, either as participants or spectators.

Second, plaintiffs claim that the noncommercial group use regulation applies only to groups with some higher level of internal organizational structure because it imposes vicarious and "group liability" for the actions of individual members. Plaintiffs base their "group liability" claim on the stated purpose of the regulation: "to ensure that a group will be responsible for the actions of its members as a whole." Final Rule 60 Fed. Reg. 45,274. Therefore, plaintiffs interpret the definition of "group use" to apply only to organizations with sufficient interanl structure to legitimately bear the "group liability" created by the noncommercial group use regulation. Because the Rainbow Family is nothing more than a temporary collection of gatherers which allegedly lacks an on-going central leadership, plaintiffs claim that the regulation does not apply to Rainbow Gatherings.

Taking all of the has in the complaint as true. this court is of the opinion that plaintiffs' first count must be dismissed because the definition of "group use" clearly includes Rainbow Gatherings. First, in the definition of "group use," the term "group" has its common meaning and includes the Rainbow Gatherings. Courts must interpret statutes to give each word some operative effect, and undefined terms have their ordinary, contemporary, and common meaning

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unless there an indication of an alternative meaning. Walters v. Metropolitan Eduction Enterprises, Inc. 519 U.S. 202 (1997). In this case, the term "group" is not defined within the regulation definition of "group use " In the regulation, "group" refers to some collection of individual people, and there is no indication that "group" has any any other than the common meaning: an assemblage of persons located or gathered together or considered together because of some similarities. See Webster's II New Riverside University Dictionary 551, definitions 1 and 3 (1984).

This court concludes that a reading of "group" with its common meaning does not deprive the term of any operative effect within the regulation. Rather, it operates to restrict the phrase "75 or more people" to such people that are gathered or considered together because of some similarities. According to the complaint, individual Rainbow Family members gather for common purposes (prayer, discussion of political and social concerns, expression of ideas and views) at a preappointed time (on and around July 4 for the past 26 years) and place (a predetermined site within the National Forest System) with some members contacting the community beforehand to prepare for an influx of 20,000 or more Rainbow gatherers. Complaint ¶ 15-17. Such a gathering of individuals is clearly within the regulation's definition of "group use." Furthermore, when interpreting a regulation, the court notes that it must follow the intent of the legislative body . See Morales v. TWA. Inc., 504 U.S. 347, 419 (1992). In promulgating this regulation the Forest Service intended It to apply to group events such as Rainbow Gatherings. Final Rule, 60 Fed. Reg. at 45,258-93 (discussing how the noncommercial group use regulation would apply to Rainbow Family Gatherings).

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Second, the Rainbow Family does not escape the noncommercial group use regulation simply because it chooses not to establish "sufficient internal structure to bind its members and to be legally liable for their actions or omissions." Complaint ¶ 31. This court is of the opinion that the level of "internal structure" within a particular group is irrelevant with respect to whether or not it is a "group" under the regulation. The regulation seeks to establish a permit requirement for large noncommercial groups, regardless of whether or not it is incorporated, registered, or has on-going central leadership. The only requirement the regulation sets forth is the size of the group, 75 or more individuals. Finally, this court is of the opinion that plaintiffs claim of unconstitutional "group liability" is better examined in count 2 below. Therefore, this court rules that count one of plaintiffs' complaint fails to state a claim because Rainbow Gatherings fall within the regulation's meaning of "group use." Accordingly, defendants' motion to dismiss count one of plaintiffs' second amended complaint is granted.

B. Time, place, and manner restrictions

Plaintiffs next claim that the noncommercial group use regulation is an unconstitutional time, place, and manner restriction on their First Amendment freedom of speech rights. Plaintiffs speech is presumptiely protected because Rainbow Gatherings are held on National Forest System lands, which have historically provided a public forum for expression. See Hague v. Committee for Indus. Org., 307 U.S. 496, 515 ( 1939). Time, place, and manner restrictions on presumptively protected speech are valid only if the government can prove that they are content neutral, narrowly tailored to serve a significant government interest, and leave open ample alternative channels of communication. Ward v. Rock Against Racism, 491 U.S. 781, 79I (1989) The government is not required to adopt the least restrictive time, place, and manner

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regulation, as long as the restrictions adopted are not substantially overbroad or burdensome, it is immaterial that the government's interests would be served by some less-speech restrictive alternative. Id. at 799 800.

Plaintiffs' complaint alleges that the signature requirement of the challenged regulation fails the narrowly tailored test because it is overly broad and serves an illegitimate government purpose; "Imposittion of additional restrictions, limitations,or requirements not otherwise imposed or authorized by law." Complaint 1137. Specifically, plaintiffs claim that the regulation holds the group as a whole liable for the actions of individual members. Plaintiffs claim that each of the government's interests could be served by other regulations or proceedures that would not impose "group liability."

This court is of the opinion that the regulation is valid because it is content neutral, is narrowly tailored to serve a significant government interest, and leaves open ample alternatives for expression. On its face, the noncommercial group use regulation is neutral and applies equally to all noncommercial groups of 75 or more individuals. The regulation's neutrality is further demonstrated by the stated purposes of the regulation which are to protect forest resources, promote safety and health of forest users, and allocate space among competing uses. Final Rule 60 Fed. Reg. at 45,258-93. Each of these interests is substantial and is unrelated to the expressive content of any activity that might take place pursuant to the noncommercial group use regulation. Furthermore, the signature requirement operates to deter false statements on the application and permit' and to subject the group to the permit's terms and conditions. The imposition of"group liability" is not an illegitimate purpose, rather this court finds that it is a legitimate means to

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achieve the substantially important purposes stated in the regulation. Therefore, the imposition of "group liability" is a substantially justified time, place, and manner restriction.

In addition. the regulation leaves ample alternatives for expression The regulation does not affect gathering in groups of less than 75 or gathering on non- National Forest System land, and if a permit is not granted, the Forest Service is required to offer en alternative time, place, or manner if one is available. 36 C.F R. § 251.54(h)(2). Finally, because the burden imposed on expression by the regulation is not substantially greater than a burden imposed by alternative regulations, it is irrelevant that the alternatives to this regulation might equally serve the government's interests. Accordingly, this court grants defendants' motion to dismiss count two of plaintiffs' second amended complaint.

C. Prior restraint

Plaintiffs' third count claims that the noncommercial group use regulation is an unconstitutional prior restraint on their First Amendment freedom of speech. As explained above plaintiffs' speech is presumptively protected, therefore, prior restraints are constitutional only if they contain express substantive ant procedural standards for the authorizing official to apply. Ward, 491 U.S. at 801. First, plaintiffs argue that the regulation delegates unbridled discretion to the permitting official because it does not set standards for granting or denying permits, or standards for the type of terms end conditions the permit may contain. Second, plaintiffs claim that the regulation improperly requires the permit applicant to seek judicial review of a permit denial. 36 C.F.R. §251.54(h)(2). Plaintiffs argue that the Forest Service, not the applicant, bears the burden of justifying any administrative denial of a permit by going to court to restrain the planned expression. Freedman v. State of Maryland, 380 US 51 58-59 (1965),

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This court disagrees and is of the opinion that the regulation is not an unconstitutional prior restraint. First, the regulation contains sufficient limitations on the permitting official's discretion. A permitting officer's reasons for granting and denying a permit are established by 36 C.F.R. §251.54(h). An application for a noncommercial group use permit must be granted unless the proposed activity: (i) is prohibited by 36 C.F.R. part 261, subparts A or B; (ii) the proposed activity is inconsistent with the applicable forest land and resource management plan required by 36 C.F.R. part 219; (iii) will materially impact sensitive resources or lands identified in Forest Service Handbook 1909.15, chapter 30; (iv) will delay, halt, or prevent administrative use of an area by the Forest Service or other scheduled or existing uses; (v) violates state and local pubic health codes; (vi) poses a substantial danger to public safety, (vii) involves non-federally funded paramilitary training or exercises; or (viii) a person 21 years of age or older has not signed the permit on behalf of the applicant. 36 C.F.R. § 251.54(h)(I). Furthermore, terms and conditions that the Forest Service may impose in a permit are limited to those designed to assure compliance with otherwise applicable health and safety standards; to minimize damage to water quality, fish, wildlife, and other environmental aspects of the forests, and to protect the physical safety of all those in the National Forest System. See 36 C.F.R. §251.56(a).

Second, the regulation need not require the Forest Service to go to court to enforce its denial of a permit application. Plaintiffs' reliance on Freedman is entirely misplaced. In Freedman, the State Board of Censors passed judgment on the content of any protected speech in a movie. Freedman, 380 U.S. at 52. Therefore, the Court required the censor to go to court to justify its decision to restrain a movie distributor from showing a particular movie. Id. at 60. In contrast to the present case, the permit official's decision is not based on an evaluation of the

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content of the applicant's speech, but rather defined list of content neutral requirements. See 36 C.F.R. §251.54(h). Therefore the regulation properly requires the applicant and not the Forest Service to seek judicial review. Taking all facts alleged in the complaint as true, plaintiffs fail to state a claim on this ground. Therefore, defendants' motion to dismiss count three is granted.

D. Strict scrutiny because of Forest Service's motive

Plaintiffs also claim that the noncommercial group use regulation is subject to "strict scrutiny" because it was specifically aimed at Rainbow Gatherings. As described above, Rainbow Gatherings are presumptively protected free speech. A regulation that restricts the time, place, and manner of a form of protected speech is usually subject to "intermediate scrutiny." See Ward, 491 U.S. AT 796-802. However, a regulation that restricts the First Amendment freedoms of a specific group is subject to the more demanding standard of "strict scrutiny" if the government has targeted the group because of its message or the identity of the speakers. Turner Broadcasting System, Inc. v. F.C.C., 512 U.S. 622, 642 (1994). Official motive is irelevant in the context of challenges to facially neutral laws that are justified without reference to the content of the speech. See Foti v. City of Menlo Park, 146 F.3d 629, 634 (9th Cir. 1998), United States v. O'Brien, 391 U.S. 367, 383 (1968) (the Court "will not strike down an otherwise constitutional statute on the basis of an alleged illicit legislative motive"). The principal inquiry in determining the content neutrality of time, place, and manner restrictions is "whether the government has adopted a regulation Of speech because of disagreement with the message it conveys." Ward 491 U.S. at 791. A regulation that "serves purposes unrelated to the content of expression is deemed neutral even if it has an incidental effect on some speakers or messages but not others." Id.

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Plaintiff's' second amended complaint alleges that the noncommercial group use regulation is unconstitutionally targeted at Rainbow gatherers, including plaintiffs. Plaintiffs allege that the Forest Service disfavors Rainbow gatherers because gatherers express views which are opposed by the Forest Service and gathers have succeeded in invalidating Forest Service regulations. Plaintiffs claim that the Forest Service promulgated the noncommercial group use regulation because it knew Rainbow gatherers would not be able to meet the requirements that the regulation imposes.

Taking all facts alleged in the complaint as true, this court concludes that even if the Forest Service's motive in adopting the regulations was animus towards Rainbow gatherers or their message, the regulation is not subject to strict scrutiny because It is facially neutral and justified without reference to the content of speech. On its face, the noncommercial group use regulation is neutral and applies equally to all noncommercial groups of over 75 individuals. 36 C.F.R. §251.51. The regulations neutrality is further demonstrated by the preamble which states that the regulation was designed to protect forest resources, promote health and safety of forest users, and allocate space among competing uses. Final Rule, 60 Fed. Reg. at 45,258-93. Each of these interests is unrelated to the expressive content of any activity that might take place pursuant to the noncommercial group use regulation. Finally, plaintiffs' allegation that the regulation has an incidental effect on their speech but not on the speech of others is immaterial. Simply because plaintiffs feel unable to meet the regulation's signature requirement, but other groups are willing to choose someone to sign will not subject the regulation to strict scrutiny. The regulation imposes the signature requirement equally upon all applicants, regardless of the content of their

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speech. Therefore, this court need not apply a strict scrutiny standard to its analysis in this cave.

Accordingly, defendants' motion to dismiss count four is granted.

E. Administrative Procedure Act notice of rulemaking

Finally, plaintiffs claim that the noncommercial use regulation was invalidly promulgated under the APA because there was insufficient notice of the rulemaking. The challenged regulation was promulgated pursuant to the APA process which requires public notice of proposed rules and opportunity for public comment. 5 U.S.C. § 553(b). APA notice and comment rulemaking required that the notice include "a statement of the time, place, and nature of public rulemaking proceedings," "reference to legal authority under which the rule is proposed," and "either the terms or substance of the proposed rule or a description of the subjects and issues involved." Id. The notice should be sufficiently descriptive of she "subjects and issues involved" so that interested parties may offer informed criticism and comments See e.g., Portland Cement Ass'n v. Ruckelshaus, 486 F.2d 375, 392-294 (D.C. Cir. 1973), cert denied. 417 U.S. 921 (1974)' The publication of notice provides the public with a meaningful opportunity to comment on proposed regulations and a. basis for judicial review. Florida Power & Light Co. v. United States, 846 F.2d 765,771 (D.C.Cir. 1988) cert denied, 490 U. S. 1045 (1989); Union Oil Co. of California v. Federal Power Comm'm, 542 F.2d 1036, 1041 (9th Cir. 1976).

In the present case, the complaint alleges that the Forest Service was also "required to include, reveal, or refer to information not generally published but known to it which directly bears upon the proposed regulation and which would be useful to those who comment on proposed rules." Complaint ¶ 55. Plaintiffs claim that the notice was insufficient because the Forest Service failed to include, reveal, or refer to so-called "Rainbow Reports" in the notice of

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proposed rulemaking published inin the Federal Register. See 36 Fed. Reg. 26,940-94 May 6, 1993). Plaintiffs claim that the government relied upon data regarding past Rainbow Gatherings which it had collected in the form of "Rainbow Reports" which were not known to the genreal public or to many who commented on the proposed regulation. Plaintiffs argue that the Forest Service failed to disclose basic data and other information sufficient to enable an interested or affected person to comment intelligently on its proposals. Washington Troller's Ass'n v. Kreps, 645 F.2d 684, 686 (9th Cir. . 1981) Therefore, plaintiffs claim that people who commented on the proposed regulation were deprived of the full benefits of the APA's notice and comment procedures.

This court disagrees and is of the opinion that the Forest Service provided a sufficient notice to satisfy' the statutory requirements of 5 U.S.C. §553(b). In addition, this court concludes that the Forest Service provided the public with a sufficient basis to comment. The seven page notice was published in the Federal Register and included the nature, legal authority, terms, and substance of the proposed rule. Specifically, it included a summary for the proposed rule, an address where comments could be sent and a deadline for those comments; the name and address of two contacts who could provide further information and copies of relevant documents upon request; background information; and a section-by-section analysis. See 58 Fed. Reg. 26,940-44 (May 6, 1993). While the APA does impose a duty on federal agencies to reveal the basic reason for a proposed rule, it does not require federal agencies to notify the public of the existence of any specific documents in a Federal Register notice of proposed rule. See B.F. Goodrich Co v. Dep’t of Trans, 541 F.2d 1178, 1 1184 (6th Clr. 1976) ("The administrative Procedure Act does not require that every bit of background information used by an administrative agency be published

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for public comment.... The basic data upon which the agency relied in formulating the regulation was available to petitioners for comment"). cert denied, 430 U.S. 930 (1977). Similarly, in the present case, the Forest Service included sufficient information in the published notice to allow meaningful public comment. Therefore, plaintiffs fail to state a claim because the agency did not have the duty to publish the so-called "Rainbow Reports,"," but merely the duty to provide sufficient notice to allow meaningful comment. Accordingly, this court dismisses count five.

V. CONCLUSION

For the reasons stated above it is

ORDERED that defendants' motion to dismiss (doc # 19) is GRANTED with respect to all counts contained in plaintiffs' second amended complaint:; and it is

FURTHER ORDERED that the oral argument scheduled for September 14. 1998, , at 1:30 PM. be stricken from the calendar.

IT IS SO ORDERED.

DATED this 25 day of August, 1998

(signed)

Ancer L. Haggerty
United States District Judge

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